FINRA:  Moneysmartz Profile
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FINRA: Moneysmartz Profile

FINRA:  Moneysmartz Profile FINRA - The Financial Industry Regulatory Authority ("FINRA") is the largest non-governmental regulator for all securities firms doing business in the United States. FINRA manages more than 5,000 brokerage firms, 174,000 branch offices, 677,500 registered securities representatives, and has nearly 3,000 employees. It was created in 2007 through the consolidation of the NASD and the NYSE. FINRA is committed to protecting investors and the market through regulation, compliance, and technology-based services. It regulates trading in bonds, equities, securities, futures, and options. The site allows investors to research the background of investment professionals and firms. In addition, the FINRA site offers financial information including tips, tools, investment classes, and market data.

Financial Industry Regulatory Authority ("FINRA") Site Navigation Tips

When visiting the FINRA site, Moneysmartz recommends these helpful stops to help you to get the most out of the site:
  • FINRA Site Map: An outline of significant topics to easily navigate the FINRA site.
  • FINRA Broker Check: Check the background of your investment professional.
  • Protect Yourself: Information and tips before and after investing and how to protect yourself when making financial decisions.
  • Market Data: Facts and figures on the current situation of the market to make wiser financial decisions.
  • Investment Choices: Information on different investments and asset classes.
  • Tools & Calculators: Selection of interactive tools to help you reach your financial goals.







FINRA: Reviews and Comments

FINRA: Guide Listings

FINRA
Category: Investing>Education and Training
Investor information, including bond, 401(k), and college savings learning centers.

http://www.finra.org/InvestorInformation/index.htm

FINRA
Category: Investing>Brokerages
The Financial Industry Regulatory Authority (FINRA), is the largest non-governmental regulator for all securities firms doing business in the United States.

http://www.finra.org/index.htm

FINRA
Category: Investing>Stocks and Bonds>Bonds
Investor information: smart bond investing.

http://apps.finra.org/investor_Information/smart/bonds/000100.asp

FINRA BrokerCheck
Category: Investing>Brokerages
Check the background of your investment professional.

http://www.finra.org/InvestorInformation/InvestorProtection/ChecktheBackgroundofYourInvestmentProfessional/index.htm

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